This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act.One of the first books to provide an executive summary from a compliance perspectivePresents responsibilities of senior level executives regarding this new ActReveals what has changed within the regulatory environmentProvides tips and techniques throughout
Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.
Or split into 4x interest-free payments of 25% on orders over R50
Learn more
This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act.One of the first books to provide an executive summary from a compliance perspectivePresents responsibilities of senior level executives regarding this new ActReveals what has changed within the regulatory environmentProvides tips and techniques throughout
Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.
Imprint | John Wiley & Sons |
Country of origin | United States |
Release date | April 2011 |
Availability | Expected to ship within 12 - 17 working days |
First published | 2011 |
Authors | S. Anand |
Dimensions | 228 x 154 x 15mm (L x W x T) |
Format | Paperback |
Pages | 208 |
Edition | New |
ISBN-13 | 978-0-470-95233-7 |
Barcode | 9780470952337 |
Categories | |
LSN | 0-470-95233-4 |